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Members of the firm have represented lenders and investors in varied securities corporate finance and venture capital transactions. Members of the firm at one time represented all Small Business Investment Companies (SBIC's) licensed in Louisiana by the Small Business Administration, handling financings which included straight debt, convertible debt and straight equity investments in small businesses and start-up companies, both in Louisiana and nationwide.
The firm represents publicly held companies, with legal representation responsibilities including all SEC compliance and reporting requirements and additionally, handling the securities work associated with eventually taking a public company private. Members of the firm represented two investment companies in the ultimate liquidation of their portfolio investments as well. Most recently, the firm has handled compliance issues involving the Enforcement Division of the SEC, achieving a very favorable result for its clients.
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